Dealers And Brokers - Definition of Dealers And Brokers - What does Dealers And Brokers mean? What is Dealers And Brokers? What are Dealers And Brokers?


ABC agreement	account balance	account executive
active account	agency	allied member
asset management account	average equity	back office
BD form	book	boutique
broker	Brokered CD	bucket shop
daisy chaining	dealer	dealer market
discount broker	DOT	fictitious credit
firewall	firm quotation	floor broker
floor trader	Form T	full trading authorization
general account	give up	going ahead
hard dollars	hit the bid	house
house account	house maintenance requirement	house rules
independent broker	insured account	Investment Company Act of 1940
investment history	joint account	lending at a rate
limit order book	maintenance	maintenance fee
make a market	margin agreement	market letter
market maker	matched book	May Day
member firm	money management	NASD
NASDR	National Association of Securities Dealers	National Securities Clearing Corporation
nominee	nonmember firm	NSCC
NSTA	order ticket	Pink Sheets
Primary Dealer	prime broker	PSA
Registered Representative	Regulation D	reverse conversion
Rule 405	running ahead	securities loan
segregation of securities	sell-side analyst	SIPC
soft dollars	specialist	specialist unit
specialist's book	split commission	Suitability Rules
sweep account	tailgating	ticket
trading authorization	transmittal letter	Wall Street analyst
Williams Act	Active box	Aged fail
Agency basis	Agency costs	Agency incentive arrangement
Automatic Data Processing	Automatic transfer service account	Big producer
Broad tape	Broker dealer	Brokered market
Brokers' loans	Buy side analyst	Cede & Co.
Excess margin	Five percent rule	Full service broker
General loan and collateral agreement	Gross per broker	IBES
Institutional broker	Institutional Brokers' Estimate System	Interpositioning
Investment strategy committee	Lending securities	Letter of Guarantee
Limited discretion	Listing broker	Loaned flat
Lock in	Ratio writer	Registered trader
Retail house	Set aside	Share broker
Split print	State and local government series SLUGs	Stock jockey
Stock record	Subject to a NY can	Subject to a print/execution/trading
Suitability	Super DOT	Supervisory board
Ten Day Rule	Trading posts	Underwriter's discount
Underwriting fee	Utility revenue bond	Value broker
Wanted for cash	White shoe firm	White squire
Wire room	Working capital management	Working capital ratio
Working control	Working order	Write out